Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Evans is a financial advisor with Mercer Global Advisors Inc. Susan has been in the financial services industry since 1985. Susan holds the Series 3, 7, 63 and 66 licenses. Susan has a Certified Financial Planner designation. Susan focuses on providing financial planning, pension consulting, educational seminars, and portfolio management for individuals and businesses. Susan has worked for several other firms in the past, including Fidelity Brokerage Services LLC, BANC OF AMERICA INVESTMENT SERVICES, INC., ROUND HILL SECURITIES, INC., MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED, LEHMAN BROTHERS INC. and PRUDENTIAL SECURITIES INCORPORATED. Susan's experience and qualifications make Susan a valuable resource for individuals and businesses seeking financial advice.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Trust services, estate planning, tax return preparation, consultation
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
CA
09/09/2022 - Present
Mercer Global Advisors Inc. (Newport Beach CA)
CA
08/27/2007 - 02/18/2009
FIDELITY BROKERAGE SERVICES LLC (SAN DIEGO CA)
CA
01/24/2003 - 01/09/2007
BANC OF AMERICA INVESTMENT SERVICES, INC. (SAN DIEGO CA)
CA
04/20/1999 - 08/02/2002
ROUND HILL SECURITIES, INC. (ALAMO CA)
NY
08/02/1995 - 04/21/1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
02/16/1994 - 08/09/1995
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
03/15/1993 - 02/17/1994
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
03/19/1985 - 11/22/1991
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 02/25/2019
Series 65 - Uniform Investment Adviser Law Examination
BOTH
Issued 01/31/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/06/1985
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/16/1985
Series 7 - General Securities Representative Examination
BC
Issued 09/24/1984
Series 3 - National Commodity Futures Examination
Active
Inactive
Not sure Susan Evans is the right advisor for you? Invested Better is here to help.
