Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Sturm-bailey is an advisor representative at MWA Financial Services Inc. Susan has 17 years of experience in the financial services industry. Susan is registered with the state of Illinois and has Series 6, 7, 24, 51, 63 and 65 licenses. Susan has previously worked at Cambridge Investment Research, Inc. and H. Beck, Inc. Susan specializes in providing financial planning, portfolio management for businesses and individuals, and selection of other advisers.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/24/2021 - Present
MWA Financial Services Inc. (ROCK ISLAND IL)
IA
01/16/2019 - 11/09/2020
CAMBRIDGE INVESTMENT RESEARCH, INC. (Bettendorf IA)
WI
01/04/2016 - 10/22/2018
H. BECK, INC. (ELM GROVE WI)
WI
08/01/2012 - 08/19/2015
BMO HARRIS FINANCIAL ADVISORS, INC. (ELM GROVE WI)
WI
10/24/2005 - 08/01/2012
M&I FINANCIAL ADVISORS, INC (ELM GROVE WI)
IA
Issued 03/21/2014
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/02/2006
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/25/2022
Series 51 - Municipal Fund Securities Principal Examination
BC
Issued 04/16/2021
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/2011
Series 7 - General Securities Representative Examination
BC
Issued 10/21/2005
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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