Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Vitkus is an investment advisor representative at Oppenheimer & Co. Inc. with experience in the financial services industry since 1986. Susan holds the Series 7, Series 8, Series 9, Series 10, Series 63, Series 65 and Series 99TO licenses and has worked with various financial institutions throughout her career including Wells Fargo Clearing Services, LLC, Credit Suisse Securities (USA) LLC, and Banc of America Investment Services, Inc. Susan is registered with the state of Illinois and New York as an investment advisor representative.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
1
2
NY
07/14/2023 - Present
Oppenheimer & Co. Inc. (NEW YORK NY)
IL
05/15/2017 - 06/21/2023
WELLS FARGO CLEARING SERVICES, LLC (CHICAGO IL)
IL
10/10/2003 - 05/10/2016
CREDIT SUISSE SECURITIES (USA) LLC (CHICAGO IL)
MA
08/19/2003 - 10/06/2003
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
09/02/2003 - 10/03/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
08/07/2002 - 08/20/2003
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
NY
11/25/1998 - 07/30/2002
CIBC WORLD MARKETS CORP. (NEW YORK NY)
NY
06/03/1991 - 12/17/1998
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NY
05/17/1989 - 12/12/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
10/30/1987 - 05/11/1989
HAMBRECHT & QUIST INCORPORATED
NA
08/24/1983 - 09/14/1987
L. F. ROTHSCHILD & CO. INCORPORATED
IA
Issued 09/30/2017
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/13/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 02/06/1989
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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