Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Jane Marshall is an active investment advisor representative and broker registered with Robert W. Baird & Co. Inc., since October 2019. Susan has been working in the financial industry since March 1988 and has worked for several well-known firms, including PNC Investments, J.J.B. HILLIARD, W.L. LYONS, LLC, FSC Securities Corporation, and Marsh & McLennan Securities Corporation. Susan offers a variety of financial planning and investment advisory services to individuals, businesses, and institutions. Susan holds a Series 63, Series 65, Series 7, and SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
See schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fees calculated based on the performance of your investments relative to a benchmark.
Hard dollar payments for research
1
2
PA
09/04/2020 - Present
Robert W. Baird & Co. Inc. (Pittsburgh - South Hills PA)
PA
01/11/2018 - 10/18/2019
J.J.B. HILLIARD, W.L. LYONS, LLC (Washington PA)
PA
03/06/2009 - 01/22/2018
PNC INVESTMENTS (WASHINGTON PA)
PA
10/31/2006 - 02/13/2009
FSC SECURITIES CORPORATION (WASHINGTON PA)
PA
01/01/2004 - 10/31/2006
PNC INVESTMENTS (SOUTHPOINTE PA)
KY
06/10/1999 - 01/01/2004
J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)
NY
09/14/1990 - 07/07/1997
MARSH & MCLENNAN SECURITIES CORPORATION (NEW YORK NY)
NA
08/26/1987 - 10/08/1988
ANCHOR NATIONAL FINANCIAL SERVICES, INC.
NA
02/18/1986 - 01/12/1987
CALVERT SECURITIES CORPORATION
NA
10/03/1984 - 01/20/1986
NPC SECURITIES, INCORPORATED
NA
08/23/1983 - 10/09/1984
FINANCIAL ESTATE PLANNING
IA
Issued 12/27/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 09/19/1983
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1983
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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