Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Graziano is an experienced financial advisor with over 20 years of experience in the industry. Susan is currently registered with Raymond James & Associates, Inc. in South Carolina. Susan also holds licenses in all 50 states as well as in the District of Columbia and the Virgin Islands. Prior to joining Raymond James, Susan was a financial advisor with Wells Fargo Clearing Services, LLC for over 2 years. Before Wells Fargo, Susan held positions with FSC Securities Corporation, Wachovia Securities, Inc. and Invesco Distributors, Inc. Susan holds several licenses, including Series 7, Series 9, Series 10, Series 24, and Series 66. Susan's extensive experience and knowledge of the financial markets make her a valuable resource for clients seeking advice on a wide range of financial matters.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
05/11/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
SC
06/20/2018 - 05/05/2020
WELLS FARGO CLEARING SERVICES, LLC (HILTON HEAD ISLAND SC)
GA
05/15/2000 - 07/31/2001
FSC SECURITIES CORPORATION (ATLANTA GA)
NC
09/17/1998 - 04/28/2000
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
TX
09/23/1997 - 09/14/1998
INVESCO DISTRIBUTORS, INC. (HOUSTON TX)
NC
08/30/1995 - 06/06/1997
INTERSTATE/JOHNSON LANE CORPORATION (CHARLOTTE NC)
BOTH
Issued 11/02/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/11/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/30/2020
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 08/09/2020
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 06/15/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/20/2018
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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