Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Griffith is a financial advisor at Raymond James Financial Services Advisors, Inc. Susan has over 24 years of experience in the financial services industry. Susan has been registered with the state of Florida since 2022. Susan has a strong background in both investment advising and brokerage services. Susan holds Series 63, 66, 7, 8, 9 and 10 licenses, in addition to the Securities Industry Essentials Exam. Susan is also registered with the following firms: MORGAN STANLEY, WELLS FARGO CLEARING SERVICES, LLC, and PINNACLE INVESTMENTS, LLC. Susan is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
FL
08/11/2022 - Present
Raymond James Financial Services Advisors, Inc. (SAINT PETERSBURG FL)
FL
02/23/2021 - 07/26/2022
MORGAN STANLEY (Sarasota FL)
FL
02/23/2018 - 02/16/2021
WELLS FARGO CLEARING SERVICES, LLC (TAMPA FL)
NY
12/19/2013 - 09/29/2016
PINNACLE INVESTMENTS, LLC (SYRACUSE NY)
NY
06/01/2009 - 11/05/2012
MORGAN STANLEY (SYRACUSE NY)
NY
04/12/1996 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (ITHACA NY)
BOTH
Issued 07/21/2022
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/02/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/02/2023
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/18/1996
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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