Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Iris Stern is an investment advisor representative with Alliance Global Partners, a firm based in Westport, CT. Susan has been in the securities industry since 1991 and has a wealth of experience in providing investment advice to individuals and families, corporations and businesses, trusts and estates, charitable organizations, and pooled investment vehicles. Susan specializes in providing financial planning, selection of other advisers, and portfolio management services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Sub-adviser of pooled investment vehicle charges a performance f
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2
FL
10/09/2019 - Present
A.g.p. / Alliance Global Partners (BOCA RATON FL)
FL
02/28/2018 - 08/23/2019
OPPENHEIMER & CO. INC. (PALM BEACH GARDENS FL)
NY
11/09/2009 - 03/30/2016
MORGAN STANLEY (NEW YORK NY)
NY
12/19/1990 - 11/11/2009
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
11/28/1997 - 09/01/1998
SALOMON BROTHERS INC. (NEW YORK NY)
IA
Issued 09/26/2016
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1991
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/28/2005
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 12/17/1990
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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