Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kerr is a financial professional with over 35 years of experience in the financial services industry. Susan is currently registered with Franklin Distributors, LLC. Prior to joining Franklin Distributors, LLC, Susan worked at Putnam Retail Management Limited Partnership, Citigroup Global Markets Inc., Lehman Brothers Inc., and Smith Barney, Harris Upham & Co., Incorporated. Susan has a strong track record of success in the financial services industry. Susan holds a variety of licenses and certifications, including Series 7, Series 8, Series 24, Series 63, and SIE. Susan is committed to providing her clients with personalized financial advice and guidance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
10/27/2010 - Present
Franklin Distributors, LLC (NEW YORK NY)
MA
01/05/2024 - 08/07/2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP (BOSTON MA)
NY
07/31/1993 - 03/31/2008
CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)
NY
02/09/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
04/24/1986 - 03/26/1988
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
01/24/1984 - 12/31/1984
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
NA
09/09/1982 - 01/17/1984
DEAN WITTER REYNOLDS INC.
NA
04/24/1982 - 09/16/1982
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
BC
Issued 12/10/1982
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/09/2011
Series 24 - General Securities Principal Examination
BC
Issued 10/05/1990
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/15/1981
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Kerr is the right advisor for you? Invested Better is here to help.
