Unclaimed
Susan Woodruff is a registered representative associated with Northwestern Mutual Investment Services, LLC. Susan has been in the industry since June 2021. Susan holds the Series 6, 7, 63, and SIE securities licenses and is registered to sell securities in Georgia, Tennessee, and Texas. Susan's office is located at 633 Chestnut St Ste 1100, Republic Centre, Chattanooga, TN 37450.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Investment research; referrals to other advisers
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Referral fees
1
2
TN
06/10/2021 - Present
Northwestern Mutual Investment Services, LLC (CHATTANOOGA TN)
BC
Issued 01/18/2022
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/18/2022
Series 7TO - General Securities Representative Examination
BC
Issued 06/10/2021
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 06/10/2021
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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