Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Hon is a financial advisor with UBS Financial Services Inc. based in Weehawken, NJ. Susan has over 25 years of experience in the financial services industry, having worked at several prominent firms including Merrill Lynch, Morgan Stanley, Wells Fargo Advisors, and Charles Schwab. Susan holds various licenses and certifications, including the Series 7, 9, 10, 63, 66, and SIE. Susan specializes in working with high-net-worth individuals, corporations, and charitable organizations. Susan's expertise includes financial planning, portfolio management, and retirement planning.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
NJ
03/17/2021 - Present
UBS Financial Services Inc. (WEEHAWKEN NJ)
CA
10/10/2019 - 03/03/2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (SAN FRANCISCO CA)
CA
08/09/2018 - 02/04/2019
MORGAN STANLEY (SAN FRANCISCO CA)
CA
11/29/2011 - 08/02/2018
WELLS FARGO CLEARING SERVICES, LLC (SAN FRANCISCO CA)
CA
11/23/2009 - 11/22/2011
CHARLES SCHWAB & CO., INC. (WALNUT CREEK CA)
CA
05/20/2005 - 07/07/2008
UBS INTERNATIONAL INC. (SAN FRANCISCO CA)
NY
11/23/1994 - 05/02/2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BOTH
Issued 01/12/2019
Series 66 - Uniform Combined State Law Examination
BC
Issued 01/31/1995
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/03/2001
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 09/16/2000
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/22/1994
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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