Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Hollahan McCarthy is a financial advisor with over 40 years of experience. Susan is a registered representative and investment advisor representative of LPL Financial LLC. Susan has held previous roles with VALIC Financial Advisors, Inc., The Variable Annuity Marketing Company, LINSCO/Private Ledger Corp., American General Financial Advisors, Inc., Mesirow Financial, Inc., Paine Webber Incorporated, Bear, Stearns & Co. Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and Lehman Brothers Kuhn Loeb Incorporated. Susan is a CERTIFIED FINANCIAL PLANNER™ professional and holds Series 3, 5, 7, 15, 24, 63 and 65 licenses. Susan specializes in providing financial planning, portfolio management, and other advisory services to individuals, businesses, and retirement plans.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
IL
03/14/2006 - Present
LPL Financial LLC (CHICAGO IL)
TX
12/03/2001 - 03/27/2006
VALIC FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
12/03/2001 - 12/31/2001
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
SC
07/13/2000 - 12/05/2001
LINSCO/PRIVATE LEDGER CORP. (FORT MILL SC)
TX
12/09/1997 - 07/27/2000
AMERICAN GENERAL FINANCIAL ADVISORS, INC. (HOUSTON TX)
TX
05/22/1996 - 07/27/2000
THE VARIABLE ANNUITY MARKETING COMPANY (HOUSTON TX)
IL
08/17/1993 - 04/10/1996
MESIROW FINANCIAL, INC. (CHICAGO IL)
NJ
07/02/1992 - 08/04/1993
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
11/28/1980 - 08/28/1990
BEAR, STEARNS & CO. INC. (NEW YORK NY)
NA
01/29/1980 - 12/28/1980
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NA
12/03/1979 - 12/15/1979
LEHMAN BROTHERS KUHN LOEB INCORPORATED
IA
Issued 06/22/2000
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/29/1980
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/24/2006
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/30/1985
Series 15 - Foreign Currency Options Examination
BC
Issued 09/20/1982
Series 3 - National Commodity Futures Examination
BC
Issued 10/21/1981
Series 5 - Interest Rate Options Examination
BC
Issued 09/15/1979
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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