Unclaimed
Susan Amon is a registered representative with ADP Broker-Dealer, Inc. Susan Amon has been in the securities industry since December 18, 2011. Susan Amon is currently registered with FINRA and is licensed to conduct business in 52 states. Susan Amon holds the Series 6, SIE, and Series 63 licenses. The branch office location for Susan Amon is 11405 Bluegrass Parkway, Louisville, Kentucky.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
KY
12/19/2011 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
BC
Issued 01/09/2012
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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