Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Harper is a financial advisor with over 13 years of experience in the industry. Susan is currently registered with LPL Financial LLC and previously worked with BANCWEST INVESTMENT SERVICES, INC., U.S. BANCORP INVESTMENTS, INC., J.P. MORGAN SECURITIES LLC, and CHASE INVESTMENT SERVICES CORP. Susan holds Series 6, Series 63, and SIE licenses and has a background in providing financial planning, portfolio management, and consulting services to individuals, businesses, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
07/19/2023 - Present
LPL Financial LLC (NEWPORT BEACH CA)
CA
03/02/2020 - 07/19/2023
BANCWEST INVESTMENT SERVICES, INC. (NEWPORT BEACH CA)
CA
02/08/2018 - 01/14/2020
U.S. BANCORP INVESTMENTS, INC. (MISSION VIEJO CA)
CA
10/01/2012 - 02/14/2018
J.P. MORGAN SECURITIES LLC (LAGUNA HILLS CA)
CA
02/17/2010 - 10/01/2012
CHASE INVESTMENT SERVICES CORP. (LAGUNA NIGUEL CA)
BC
Issued 03/05/2010
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/16/2010
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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