Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Sareault is a financial advisor with MML Investors Services, LLC. Susan has been in the financial industry for over 37 years. Susan holds a Series 63, 65, 7, 24, 4, and 53 license. Susan is a Certified Financial Planner. Susan's current registration is active in Texas. Susan has also been registered with other firms including MSI Financial Services, Inc., Metropolitan Life Insurance Company, CitiStreet Equities LLC, Liberty Securities Corporation, and Smith Barney, Harris Upham & Co., Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation programs
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Solicitors fees
1
2
MA
01/03/2024 - Present
MML Investors Services, LLC (WALPOLE MA)
RI
12/06/2005 - 03/25/2017
MSI FINANCIAL SERVICES, INC. (WESTERLY RI)
MA
12/06/2005 - 07/09/2007
METROPOLITAN LIFE INSURANCE COMPANY (WESTBORO MA)
NJ
11/20/1989 - 01/05/2006
CITISTREET EQUITIES LLC (SOMERSET NJ)
NY
03/11/1985 - 07/10/1989
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NA
10/25/1984 - 02/06/1985
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED
IA
Issued 02/27/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 11/01/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/29/1987
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/05/1986
Series 24 - General Securities Principal Examination
BC
Issued 04/17/1986
Series 4 - Registered Options Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/20/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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