Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Parrish is an investment advisor representative with UBS Financial Services Inc. She is licensed to conduct business in 19 states. Susan has been in the financial industry since 1999. Prior to joining UBS Financial Services Inc. Susan Parrish worked at WELLS FARGO ADVISORS, LLC. Susan holds Series 7, Series 63, Series 65, and SIE licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
GA
07/01/2015 - Present
UBS Financial Services Inc. (ATLANTA GA)
GA
03/20/2007 - 07/06/2015
WELLS FARGO ADVISORS, LLC (ATLANTA GA)
NC
09/27/1993 - 01/08/2001
WACHOVIA SECURITIES, INC. (CHARLOTTE NC)
BOTH
Issued 10/31/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/01/2008
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 10/09/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/19/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Parrish is the right advisor for you? Invested Better is here to help.
