Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Green Rogers is a registered representative with City National Securities, Inc. in Washington, DC. Susan has been in the financial services industry since 2008. Susan is a registered representative in 18 states and has a Series 7, Series 63, Series 66, and Series 79TO license. Susan's specialties include Financial Planning, Portfolio Management for Individuals and Portfolio Management for Businesses. Previously, Susan was a financial advisor for Wells Fargo Advisors, LLC and Wells Fargo Clearing Services, LLC. Susan is committed to helping clients achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Mutual fund fees, broker fees & transaction fees
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2
DC
02/03/2020 - Present
City National Securities, Inc. (Washington DC)
DC
03/27/2013 - 07/03/2019
WELLS FARGO CLEARING SERVICES, LLC (WASHINGTON DC)
VA
11/01/2010 - 05/24/2012
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MCLEAN VA)
VA
10/28/2008 - 11/01/2010
BANC OF AMERICA SECURITIES LLC (MCLEAN VA)
BOTH
Issued 04/30/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/29/2008
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/27/2008
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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