Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Green is a financial advisor with over 20 years of experience in the industry. Susan has been registered with the state of Texas since 2000, holding both Series 63 and Series 65 licenses. Susan specializes in providing investment advice to individuals, corporations, and other businesses. She is currently affiliated with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously worked with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, and Condera Securities, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
08/04/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (HOUSTON TX)
TX
05/16/2013 - 07/10/2020
BBVA SECURITIES INC. (HOUSTON TX)
TX
05/20/2008 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (HOUSTON TX)
TX
07/08/2004 - 04/02/2008
CONDERA SECURITIES, LLC (HOUSTON TX)
MA
07/30/2002 - 07/07/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
NY
12/06/2000 - 07/25/2002
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
BOTH
Issued 12/13/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 12/08/2000
Series 63 - Uniform Securities Agent State Law Examination
IA
Issued 08/01/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/05/2000
Series 7 - General Securities Representative Examination
BC
Issued 06/24/1996
Series 2 - Non-Member General Securities Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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