Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Goldman has been in the financial services industry since 2003. Susan is currently registered with American Discovery Advisors, LLC. Susan was previously registered with Fallbrook Capital Securities Corp., Mosaic Capital Securities, LLC, Ascher/Decision Services, Inc., D.F. Hadley & Co., Inc., and BT Alex. Brown Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
07/07/2020 - Present
American Discovery Advisors, LLC (Los Angeles CA)
CA
08/14/2015 - 06/30/2020
FALLBROOK CAPITAL SECURITIES CORP. (Los Angeles CA)
CA
09/02/2010 - 06/24/2015
MOSAIC CAPITAL SECURITIES, LLC (LOS ANGELES CA)
CA
07/14/2009 - 11/18/2010
ASCHER/DECISION SERVICES, INC. (SAN MARINO CA)
CA
07/03/2003 - 10/04/2005
D.F. HADLEY & CO., INC. (EL SEGUNDO CA)
CA
08/02/2000 - 10/23/2001
D.F. HADLEY & CO., INC. (EL SEGUNDO CA)
MD
09/12/1995 - 07/22/1998
BT ALEX. BROWN INCORPORATED (BALTIMORE MD)
BC
Issued 10/07/2009
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/08/2009
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/11/1995
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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