Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Gail Rutrough is a registered investment advisor representative with Raymond James & Associates, Inc. Susan has been in the securities industry since September 23, 1987. Susan is registered to provide investment advisory services in Florida and Texas. Susan has a diverse professional background, having previously worked at Young, Stovall and Company, Bluestone Capital Corp., Shochet Securities Inc., Quick & Reilly, Inc., and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Susan holds the Series 7, Series 63, and Series 65 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
07/31/2024 - Present
Raymond James & Associates, Inc. (CORAL GABLES FL)
FL
10/15/2001 - 07/30/2010
YOUNG, STOVALL AND COMPANY (MIAMI FL)
NY
08/31/2001 - 10/25/2001
BLUESTONE CAPITAL CORP. (NEW YORK NY)
FL
03/17/1997 - 08/31/2001
SHOCHET SECURITIES INC. (BOCA RATON FL)
NY
07/15/1996 - 03/25/1997
QUICK & REILLY, INC. (NEW YORK NY)
NA
03/03/1989 - 08/06/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
NY
09/24/1987 - 08/06/1996
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
IA
Issued 01/24/2012
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 10/09/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/19/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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