Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Filingeri is a financial professional with over 20 years of experience in the industry. Susan is currently registered with Garden State Securities, Inc. Susan is a Series 7, 8, 63, 99TO and SIE licensed professional. She is also registered with the state of New Jersey. Susan has previously worked for Prudential Securities Incorporated, Smith Barney Shearson Inc., Drexel Burnham Lambert Incorporated and L. F. Rothschild & Co. Incorporated.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NJ
10/06/2010 - Present
Garden State Securities, Inc. (RED BANK NJ)
NY
01/22/1996 - 09/08/2001
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
07/17/1990 - 02/24/1994
SMITH BARNEY SHEARSON INC. (NEW YORK NY)
NA
02/18/1988 - 06/22/1989
DREXEL BURNHAM LAMBERT INCORPORATED
NA
11/25/1987 - 02/18/1988
L. F. ROTHSCHILD & CO. INCORPORATED
BC
Issued 12/08/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/08/1998
Series 8 - General Securities Sales Supervisor Examination (Options Module & General Module)
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/05/2010
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Filingeri is the right advisor for you? Invested Better is here to help.
