Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Davis is a financial advisor with over 20 years of experience in the industry. Susan is currently registered with Raymond James Financial Services Advisors, Inc. in Kansas and Texas. Previously, Susan was employed with Edward Jones, American Century Investment Services, Inc. and ING Financial Advisors, LLC. Susan holds a Series 6, 7, 9, 10, 63, and 66 licenses. Susan is a Certified Financial Planner. Susan's primary focus is providing financial planning, portfolio management, and retirement planning services to individuals and families. Susan also provides hourly consultations on a fixed rate basis. Susan is committed to providing her clients with personalized financial advice that helps them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
KS
09/04/2020 - Present
Raymond James Financial Services Advisors, Inc. (Overland Park KS)
TX
06/20/2011 - 09/09/2020
EDWARD JONES (San Antonio TX)
MO
10/04/2005 - 06/08/2011
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
CT
04/15/2002 - 06/30/2004
ING FINANCIAL ADVISERS, LLC (WINDSOR CT)
MO
01/20/1996 - 08/26/1998
AMERICAN CENTURY INVESTMENT SERVICES INC. (KANSAS CITY MO)
BOTH
Issued 7/28/2011
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 6/6/2021
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 4/15/2021
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 7/13/2011
Series 7 - General Securities Representative Examination
BC
Issued 4/12/2002
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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