Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Graham is a financial advisor who has been in the industry for over 30 years. Susan currently works at Fidelity Personal and Workplace Advisors and holds FINRA Series 6, 7, 26, 63, 65, and 66 licenses. Susan also has several years of experience working at other firms including AIG Capital Services, Inc., Prudential Annuities Distributors, Inc., and Keyport Financial Services Corp. Susan is registered to conduct business in all 50 states. Susan’s areas of specialization include investment advisory services, financial planning, educational seminars, and portfolio management.
MAITLAND, FL
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
FL
10/14/2021 - Present
Fidelity Personal AND Workplace Advisors (MAITLAND FL)
WA
01/07/2019 - 12/15/2020
SYMETRA SECURITIES, INC. (BELLEVUE WA)
FL
08/31/2018 - 10/23/2018
SECURIAN FINANCIAL SERVICES, INC. (ORLANDO FL)
FL
09/21/2017 - 02/12/2018
AXA ADVISORS, LLC (ORLANDO FL)
NJ
10/20/2014 - 11/02/2016
AIG CAPITAL SERVICES, INC. (JERSEY CITY NJ)
CT
11/23/1998 - 06/12/2014
PRUDENTIAL ANNUITIES DISTRIBUTORS, INC (SHELTON CT)
MA
02/16/1989 - 08/18/1998
KEYPORT FINANCIAL SERVICES CORP. (WELLESLEY HILLS MA)
BOTH
Issued 9/23/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 2/27/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 6/22/1988
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 7/12/2000
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/20/2018
Series 7 - General Securities Representative Examination
BC
Issued 2/14/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
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