Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Min is a registered investment advisor representative with Gold Coast Securities, Inc., in Los Angeles, California. Susan has been in the financial services industry since 1996 and has held a variety of positions at several firms, including Signator Investors, Inc., Capital Brokerage Corporation, AXA Advisors, LLC, and The Equitable Life Assurance Society of the United States. Susan is a licensed securities agent in California and Nevada, and has a Series 6, 7, 24, 63, and 65 licenses. Susan provides a range of financial services to individuals and businesses, including financial planning, pension consulting, educational seminars, and portfolio management. Susan also works as a salesperson of fixed life, health, and long-term care insurance.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
CA
10/31/2005 - Present
Gold Coast Securities, Inc. (LOS ANGELES CA)
MA
03/08/2004 - 07/21/2005
SIGNATOR INVESTORS, INC. (BOSTON MA)
VA
04/12/2001 - 12/31/2003
CAPITAL BROKERAGE CORPORATION (GLEN ALLEN VA)
NY
05/15/1996 - 04/05/2001
AXA ADVISORS, LLC (NEW YORK NY)
NY
05/15/1996 - 01/05/2000
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
IA
Issued 08/12/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/23/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/21/2001
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/13/2000
Series 7 - General Securities Representative Examination
BC
Issued 05/14/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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