Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Pettyjohn Ledford is a registered investment advisor and registered representative associated with Merrill Lynch, Pierce, Fenner & Smith Inc. Susan has been in the securities industry since February 9, 1989. Susan has experience in securities and investment advisory services. Susan holds a Series 63, Series 65, Series 66, and Series 7 licenses. Susan's professional designations include: Susan has 3 approved state registrations and 1 approved investment advisor state registration.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
12/02/2002 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RALEIGH NC)
NA
01/05/1989 - 07/17/1989
INTEGRATED RESOURCES EQUITY CORPORATION
BOTH
Issued 07/02/2002
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/26/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/23/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/17/1988
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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