Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Tooker is a registered investment advisor representative with Wells Fargo Advisors Financial Network, LLC. She is based in Bethesda, MD and has been in the financial services industry since 1999. Susan has held several positions in the financial industry, including her current position as a Financial Advisor. Susan Tooker holds multiple licenses and certifications to provide financial services, including Series 6, 7, 63, and 66 licenses. She is also a registered representative of Wells Fargo Clearing Services, LLC. Susan Tooker is dedicated to providing personalized financial advice and services to her clients.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
MD
01/06/2025 - Present
Wells Fargo Advisors Financial Network, LLC (BETHESDA MD)
NJ
10/01/2000 - 04/10/2024
WELLS FARGO CLEARING SERVICES, LLC (OAKHURST NJ)
NC
02/11/1999 - 10/01/2000
FIRST UNION BROKERAGE SERVICES, INC. (CHARLOTTE NC)
BOTH
Issued 07/08/2013
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/01/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/29/2004
Series 7 - General Securities Representative Examination
BC
Issued 01/29/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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