Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Seidl is a financial advisor with over 30 years of experience in the financial services industry. Susan is currently registered with UBS Financial Services Inc. Susan has previously been registered with several other firms, including Merrill Lynch, Pierce, Fenner & Smith Incorporated, Wells Fargo Investments, LLC, Wells Fargo Securities Inc., Wells Fargo Brokerage Services, L.L.C., Dain Rauscher Incorporated, and Dain Bosworth Incorporated. Susan holds Series 63, Series 7, and SIE licenses and is registered in 16 states, including Minnesota, Arizona, California, Florida, Georgia, Illinois, Maryland, Massachusetts, Missouri, Montana, New Jersey, New York, Oregon, Texas, and Wisconsin. Susan is also a registered Investment Advisor in Minnesota.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MN
02/03/2014 - Present
UBS Financial Services Inc. (ST PAUL MN)
MN
01/03/2006 - 06/06/2006
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (MINNEAPOLIS MN)
MN
11/02/2000 - 01/03/2006
WELLS FARGO INVESTMENTS, LLC (MINNEAPOLIS MN)
CA
06/13/2000 - 11/02/2001
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
MN
03/15/1999 - 12/13/2000
WELLS FARGO BROKERAGE SERVICES, L.L.C. (MINNEAPOLIS MN)
NY
03/02/1998 - 08/31/1999
DAIN RAUSCHER INCORPORATED (NEW YORK NY)
NY
03/02/1998 - 03/02/1998
INTERRA CLEARING SERVICES, INC. (NEW YORK NY)
NA
12/19/1997 - 03/02/1998
DAIN RAUSCHER INCORPORATED
NY
01/31/1997 - 10/10/1997
INTERRA CLEARING SERVICES, INC. (NEW YORK NY)
NA
05/28/1992 - 01/16/1997
DAIN BOSWORTH INCORPORATED
BC
Issued 09/08/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/12/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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