Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Riordan is a financial professional with over 25 years of experience in the securities industry. Susan currently holds a Series 7 and Series 63 license and is registered in multiple states including New York, Ohio, Texas, and Virginia. Susan is a Registered Representative with Investec Securities (us) LLC and has previously worked for Northland Securities, Inc., Loewen, Ondaatje, McCutcheon USA Limited, and Canaccord Genuity Securities LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/06/2014 - Present
Investec Securities (us) LLC (NEW YORK NY)
NY
04/22/2013 - 05/06/2014
NORTHLAND SECURITIES, INC. (NEW YORK NY)
NY
04/11/2012 - 04/17/2013
LOEWEN, ONDAATJE, MCCUTCHEON USA LIMITED (NEW YORK NY)
NY
11/08/1994 - 04/17/2012
CANACCORD GENUITY SECURITIES LLC (NEW YORK NY)
BC
Issued 04/29/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/07/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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