Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Rea has been in the financial services industry since 1979, serving clients in the Chico, California area. Susan is an experienced financial advisor with a deep understanding of the investment markets. Susan currently holds a Series 7, Series 3, Series 63, Series 65, Series 9, and Series 10 licenses, and she is registered with Stifel, Nicolaus & Company, Inc. in California. Prior to joining Stifel, Nicolaus & Company, Inc., Susan was a financial advisor at UBS Financial Services Inc. and Wells Fargo Securities Inc. Susan is dedicated to providing her clients with personalized financial advice and guidance to help them reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
CA
08/14/2009 - Present
Stifel, Nicolaus & Company, Inc. (CHICO CA)
CA
08/13/1997 - 08/14/2009
UBS FINANCIAL SERVICES INC. (CHICO CA)
CA
03/29/1994 - 06/11/1996
WELLS FARGO SECURITIES INC. (SAN FRANCISCO CA)
NJ
09/11/1992 - 03/03/1994
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/15/1990 - 02/14/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
02/15/1988 - 09/07/1989
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
NA
05/31/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
05/25/1983 - 04/08/1985
SUTRO & CO. INCORPORATED
NA
05/29/1979 - 09/16/1983
E. F. HUTTON & COMPANY INC
IA
Issued 01/31/2005
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/10/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/30/2004
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 01/30/2004
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/04/2008
Series 3 - National Commodity Futures Examination
BC
Issued 05/19/1979
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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