Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan McLain is a financial advisor with Ameriprise Financial Services, LLC. Susan has been in the financial services industry since 1989 and has a strong background in providing investment advice to individuals and businesses. Susan holds the Series 7, Series 63, Series 65 and Series 66 securities licenses. Susan specializes in providing financial planning, investment management, asset allocation, and other financial services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
06/15/2016 - Present
Ameriprise Financial Services, LLC (CHICAGO IL)
IL
09/01/2010 - 12/15/2015
WELLS FARGO ADVISORS, LLC (CHICAGO IL)
IL
12/14/2005 - 08/27/2007
HARRIS INVESTOR SERVICES, INC. (WINNETKA IL)
NJ
08/17/2004 - 12/31/2005
HARRISDIRECT LLC (JERSEY CITY NJ)
MO
09/03/2002 - 08/24/2004
A. G. EDWARDS & SONS, INC. (ST. LOUIS MO)
IL
04/09/1999 - 09/18/2002
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
IL
11/11/1987 - 10/11/1996
WILLIAM BLAIR & COMPANY L.L.C. (CHICAGO IL)
NA
03/26/1986 - 11/23/1987
HAAS SECURITIES CORPORATION
NA
11/23/1983 - 05/08/1986
H. A. BRANDT & ASSOCIATES, INC
BOTH
Issued 09/17/2010
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 04/12/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/08/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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