Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Dumont is a financial professional with over 25 years of experience in the industry. Susan is currently registered with Snowball Capital LLC and Delphx Services Corp. and has previously held positions at firms such as Enclave Capital LLC, Churchill Capital USA, Inc., and Enigma Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
FL
01/10/2023 - Present
Snowball Capital LLC (MIAMI FL)
FL
10/21/2022 - 05/03/2024
ENCLAVE CAPITAL LLC (BOCA RATON FL)
NY
11/12/2021 - 11/03/2023
CHURCHILL CAPITAL USA, INC. (NEW YORK NY)
NY
06/24/2022 - 08/22/2022
ENIGMA SECURITIES INC. (New York NY)
NY
11/09/2020 - 08/11/2022
DEER ISLE CAPITAL, LLC (EAST HAMPTON NY)
NJ
12/02/2019 - 05/03/2021
GLEN EAGLE WEALTH, LLC (Kingston NJ)
NY
06/19/2000 - 01/31/2018
GAGNON SECURITIES, LLC (NEW YORK NY)
NY
01/25/2000 - 09/26/2000
HERZOG, HEINE, GEDULD, INC. (NEW YORK NY)
NY
07/31/1997 - 01/31/2000
GILDER GAGNON HOWE & CO. LLC (NEW YORK NY)
NY
08/12/1996 - 08/29/1997
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
09/26/1994 - 07/17/1996
JANSSEN-MEYERS ASSOCIATES, L.P. (NEW YORK NY)
NA
08/08/1994 - 09/26/1994
J. GREGORY & COMPANY, INC.
BC
Issued 05/07/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 24 - General Securities Principal Examination
BC
Issued 12/16/1999
Series 14 - Compliance Officer Examination
BC
Issued 11/17/1999
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 11/17/1999
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 11/11/1999
Series 4 - Registered Options Principal Examination
BC
Issued 11/01/1999
Series 27 - Financial and Operations Principal Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 01/31/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/15/2006
Series 87 - Research Analyst Exam - Part II Regulations Module
BC
Issued 08/04/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 08/06/1994
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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