Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Dougherty is a financial advisor at Cambridge Investment Research Advisors, Inc. Susan has been in the industry since 2004. Susan is registered with the state of Iowa and New Jersey, and holds Series 4, 7, 24, 52, 53, and 66 licenses. Susan has several years of experience as a financial advisor and has previously worked with Questar Capital Corporation and USAllianz Securities, Inc. Susan is a Chartered Financial Consultant and a dedicated advisor who helps her clients reach their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
04/04/2017 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
NJ
12/01/2006 - 04/13/2017
QUESTAR CAPITAL CORPORATION (CHERRY HILL NJ)
NJ
05/08/2006 - 12/01/2006
USALLIANZ SECURITIES, INC. (VOORHEES NJ)
NJ
10/20/2004 - 05/09/2006
BANC OF AMERICA INVESTMENT SERVICES, INC. (HADDONFIELD NJ)
NY
04/20/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 06/01/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 03/17/2014
Series 4 - Registered Options Principal Examination
BC
Issued 03/09/2009
Series 53 - Municipal Securities Principal Examination
BC
Issued 06/02/2005
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 04/19/2004
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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