Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Davis is a registered representative with adp broker-dealer, inc. Susan has been in the securities industry since June 7, 2011. Susan is licensed in 52 states and the District of Columbia. Susan has passed the Series 6, 26, and 63 exams.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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KY
06/07/2011 - Present
ADP Broker-Dealer, Inc. (LOUISVILLE KY)
BC
Issued 06/23/2011
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2021
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2011
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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