Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Brown has been in the financial services industry since 1998 and is currently registered with Cetera Investment Advisers LLC. Susan has a wide range of experience and holds several licenses, including Series 6, 62, 63, 24 and 65. Susan also holds a SIE designation. She has previously held positions with Investors Capital Corp., EPlanning Securities, Inc., Walnut Street Securities, Inc., EQ Financial Consultants, Inc. and The Equitable Life Assurance Society of the United States. Susan has a strong track record of success in the industry, and is committed to providing her clients with personalized financial advice and guidance. Susan works with a variety of clients, including individuals, families, businesses, and retirement plans. She is a registered investment advisor in Virginia and provides financial planning, pension consulting, educational seminars, selection of other advisors and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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VA
03/21/2024 - Present
Cetera Investment Advisers LLC (VIENNA VA)
VA
10/01/2001 - 10/03/2016
INVESTORS CAPITAL CORP. (VIENNA VA)
CA
09/06/2000 - 09/28/2001
EPLANNING SECURITIES, INC. (ROSEVILLE CA)
CA
05/14/1999 - 09/14/2000
WALNUT STREET SECURITIES, INC. (EL SEGUNDO CA)
NY
02/12/1999 - 05/10/1999
EQ FINANCIAL CONSULTANTS, INC. (NEW YORK NY)
NY
02/12/1999 - 05/10/1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES (NEW YORK NY)
MD
08/21/1998 - 12/08/1998
H. BECK, INC. (ROCKVILLE MD)
IA
Issued 7/6/2009
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 2/19/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 9/22/1998
Series 24 - General Securities Principal Examination
BC
Issued 10/1/2018
SIE - Securities Industry Essentials Examination
BC
Issued 9/14/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 8/18/1998
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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