Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Elizabeth Bertash is a financial advisor currently working with Raymond James & Associates, Inc., based in St. Petersburg, FL. Susan has been in the financial industry since July 14, 1995. She has a wide range of experience, having worked for a number of firms throughout her career, including Jesup & Lamont Securities Corp, Empire Financial Group, Inc., Northwestern Mutual Investment Services, LLC, RBS Greenwich Capital, CitiCorp Investment Services, Cal Fed Investments, Sutter Securities Incorporated, Fahnestock & Co., Inc., Gruntal & Co. Incorporated, Drexel Burnham Lambert Government Securities Inc., Drexel Burnham Lambert Incorporated, Shearson/American Express Inc., and Lehman Brothers Kuhn Loeb Incorporated. Susan has a broad set of credentials including the Series 63, Series 66, and Series 7TO licenses. She is also a Series 24 principal.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
08/21/2020 - Present
Raymond James & Associates, Inc. (ST. PETERSBURG FL)
CA
05/14/2008 - 07/08/2010
JESUP & LAMONT SECURITIES CORP (SAN FRANCISCO CA)
CA
12/06/2007 - 12/23/2008
EMPIRE FINANCIAL GROUP, INC. (SAN FRANCISCO CA)
CA
04/10/2007 - 10/24/2007
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (SAN FRANCISCO CA)
CA
11/22/2004 - 03/20/2006
RBS GREENWICH CAPITAL (SAN FRANCISCO CA)
NY
02/05/2003 - 10/29/2004
CITICORP INVESTMENT SERVICES (LONG ISLAND CITY NY)
CA
04/03/2002 - 02/05/2003
CAL FED INVESTMENTS (SACRAMENTO CA)
CA
09/28/2001 - 11/14/2001
SUTTER SECURITIES INCORPORATED (IRVINE CA)
NY
02/01/1997 - 10/21/1999
FAHNESTOCK & CO., INC. (NEW YORK NY)
NY
10/03/1991 - 01/27/1997
GRUNTAL & CO. INCORPORATED (NEW YORK NY)
NA
07/27/1987 - 03/03/1990
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
NA
11/09/1983 - 03/03/1990
DREXEL BURNHAM LAMBERT INCORPORATED
NA
08/18/1982 - 06/01/1983
SHEARSON/AMERICAN EXPRESS INC.
NA
05/22/1980 - 03/12/1982
LEHMAN BROTHERS KUHN LOEB INCORPORATED
BOTH
Issued 08/18/2020
Series 66 - Uniform Combined State Law Examination
BC
Issued 04/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/29/2020
Series 24 - General Securities Principal Examination
BC
Issued 08/27/2019
SIE - Securities Industry Essentials Examination
BC
Issued 06/04/2019
Series 7TO - General Securities Representative Examination
BC
Issued 05/17/1980
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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