Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Roddy is a registered representative with Houlihan Lokey Capital, Inc. Susan has been in the financial services industry since October 4, 2011 and has been with Houlihan Lokey Capital, Inc. since July 10, 2013. Susan is licensed in New York. Susan has passed the Series 7, Series 79, Series 63 and SIE exams. Susan was previously registered with Deutsche Bank Securities Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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NY
07/10/2013 - Present
Houlihan Lokey Capital, Inc. (NEW YORK NY)
NY
09/25/2002 - 06/29/2004
DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)
BC
Issued 08/30/2013
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/10/2013
Series 79 - Investment Banking Registered Representative Examination
BC
Issued 09/23/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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