Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Whitlock-mercado is a financial advisor with over 20 years of experience in the industry. She is currently registered with Stifel, Nicolaus & Company, Inc. and has held previous roles at CETERA ADVISORS LLC and RAYMOND JAMES & ASSOCIATES, INC. Susan is a licensed securities professional with Series 7, 63, and 66 registrations. Her specializations include providing financial planning, portfolio management, and pension consulting services to a variety of clients, including individuals, businesses, and institutions.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
FL
04/03/2020 - Present
Stifel, Nicolaus & Company, Inc. (MELBOURNE FL)
FL
04/24/2015 - 10/12/2016
CETERA ADVISORS LLC (MELBOURNE FL)
FL
09/23/2005 - 04/10/2015
RAYMOND JAMES & ASSOCIATES, INC. (JACKSONVILLE FL)
WI
02/28/2003 - 09/20/2005
ROBERT W. BAIRD & CO. INCORPORATED (MILWAUKEE WI)
BOTH
Issued 03/24/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/16/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/26/2003
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Whitlock-mercado is the right advisor for you? Invested Better is here to help.
