Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Register is a financial advisor with Ashton Thomas Securities, LLC in Boston, MA. Susan has been in the industry since November 2023. Susan has a Series 7TO, Series 63 and SIE licenses. Susan is registered in 27 states. Susan's specializations include providing financial planning services, portfolio management for individuals and pensions. Previously, Susan was an advisor with RAYMOND JAMES & ASSOCIATES, INC..
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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MA
01/12/2024 - Present
Ashton Thomas Securities, LLC (Boston MA)
MA
11/20/2023 - 01/18/2024
RAYMOND JAMES & ASSOCIATES, INC. (Boston MA)
BC
Issued 12/10/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 11/19/2023
Series 7TO - General Securities Representative Examination
BC
Issued 08/14/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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