Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Guerzon is a financial professional with over 25 years of experience in the industry. Susan has held positions at Fidelity Brokerage Services LLC and Fidelity Investments Institutional Services Company, Inc. Susan is a registered representative with FINRA and holds Series 6, 7, 24, 26, and 63 licenses. She is also a SIE exam holder. Susan's current affiliation is with Fidelity Brokerage Services LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
RI
11/14/2006 - Present
Fidelity Brokerage Services LLC (SMITHFIELD RI)
RI
09/19/1996 - 04/11/2006
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 10/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/24/2007
Series 24 - General Securities Principal Examination
BC
Issued 05/05/1998
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/13/2006
Series 7 - General Securities Representative Examination
BC
Issued 09/18/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Susan Guerzon is the right advisor for you? Invested Better is here to help.
