Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Acker is a financial advisor who has been active in the industry since November 1996. Susan has been a Registered Representative of Merrill Lynch, Pierce, Fenner & Smith Inc. since April 2021 and is currently registered in New York. Susan's experience in the financial services industry spans several firms, including Morgan Stanley & Co., Incorporated and Morgan Stanley DW Inc. Susan's areas of specialization include providing services to insurance companies, charitable organizations, high-net-worth individuals, corporations or other businesses, pension and profit-sharing plans, and individuals other than high-net-worth. Susan is an active member of the financial community and holds several industry certifications, including Series 7, Series 31, Series 63, and Series 65.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NY
04/19/2021 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (PITTSFORD NY)
NY
04/02/2007 - 03/03/2008
MORGAN STANLEY & CO., INCORPORATED (ROCHESTER NY)
NY
11/29/1996 - 04/02/2007
MORGAN STANLEY DW INC. (ROCHESTER NY)
IA
Issued 01/03/1997
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/06/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/18/1996
Series 31 - Futures Managed Funds Examination
BC
Issued 11/27/1996
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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