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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Denise Vargason is a financial advisor with Cambridge Investment Research Advisors, Inc. Susan is a registered investment advisor with over 28 years of experience in the financial industry. Susan's experience includes providing financial advice to individuals and families, as well as small businesses and non-profit organizations. Susan has also worked with DFPG INVESTMENTS, INC. and VSR FINANCIAL SERVICES, INC., providing financial services to clients in the Iowa, Utah, and Kansas areas. Susan has a strong understanding of the financial markets and is committed to providing her clients with personalized financial advice to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
IA
05/04/2022 - Present
Cambridge Investment Research Advisors, Inc. (Fairfield IA)
UT
10/27/2016 - 06/28/2017
DFPG INVESTMENTS, INC. (SANDY UT)
KS
03/12/2007 - 10/01/2016
VSR FINANCIAL SERVICES, INC. (OVERLAND PARK KS)
IA
01/27/1994 - 03/13/2007
CUNA BROKERAGE SERVICES, INC. (WAVERLY IA)
BOTH
Issued 05/05/2006
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/23/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 01/26/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/02/2007
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/22/1998
Series 7 - General Securities Representative Examination
BC
Issued 01/26/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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