Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Spangler is a financial advisor with Cetera Advisor Networks LLC. Susan has been in the financial services industry since 1999. Susan is registered with FINRA and the state of Colorado. Susan has her Series 7, 63, and 66 licenses. Susan also holds the SIE designation. Susan has experience working with Cambridge Investment Research, Inc., Raymond James & Associates, Inc., Ameriprise Advisor Services, Inc., and A. G. Edwards & Sons, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
CO
04/16/2012 - Present
Cetera Advisor Networks LLC (BROOMFIELD CO)
CO
07/13/2011 - 04/17/2012
CAMBRIDGE INVESTMENT RESEARCH, INC. (BOULDER CO)
CO
04/30/2009 - 07/12/2011
RAYMOND JAMES & ASSOCIATES, INC. (BOULDER CO)
CO
01/18/2007 - 02/19/2009
AMERIPRISE ADVISOR SERVICES, INC. (BOULDER CO)
CO
10/02/1998 - 06/01/2006
A. G. EDWARDS & SONS, INC. (BROOMFIELD CO)
BOTH
Issued 10/20/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/26/1998
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/01/1998
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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