Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Conaty Yaba is a financial advisor at Wells Fargo Clearing Services, LLC, a firm with over $10 billion - $50 billion in assets under management. Susan has been in the financial services industry since April 13, 2006. Her background includes previous roles at Stiefel, Nicolaus & Company, Incorporated, and Wells Fargo Advisors, LLC. Susan has a broad range of experience and holds several licenses and registrations including Series 63, Series 66, and Series 7.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AL
01/20/2023 - Present
Wells Fargo Clearing Services, LLC (BIRMINGHAM AL)
AL
11/13/2013 - 01/24/2023
STIFEL, NICOLAUS & COMPANY, INCORPORATED (BIRMINGHAM AL)
AL
05/06/2008 - 11/14/2013
WELLS FARGO ADVISORS, LLC (BIRMINGHAM AL)
NY
02/22/1994 - 03/15/1996
SALOMON BROTHERS INC. (NEW YORK NY)
BOTH
Issued 06/25/2008
Series 66 - Uniform Combined State Law Examination
BC
Issued 05/10/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/05/2008
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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