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Susan Coleman Greenwood

Mizuho Securities USA LLC

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About Susan Coleman Greenwood

Susan Greenwood is a financial advisor with over 28 years of experience in the industry. Susan is currently registered with Mizuho Securities USA LLC and has previously been registered with RBS Securities Inc., ABN AMRO Incorporated, Deutsche Bank Securities Inc., and BT Alex. Brown Incorporated. Susan holds the Series 7, Series 63, and SIE licenses.

Firm Information

Susan Greenwood is currently registered with Mizuho Securities USA LLC. Mizuho Securities USA LLC is a Limited Liability Company formed in April 1994 and approved in all 50 states, the District of Columbia, and Puerto Rico. The firm is registered with the SEC and has been subject to 13 Regulatory Events and 1 Civil Event.

Not reported

Assets Under Management

Not reported

Total Clients

535

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Greenwood’s Registration & Firm History

NY

10/25/2017 - Present

Mizuho Securities USA LLC (NEW YORK NY)

CT

02/09/2009 - 05/17/2017

RBS SECURITIES INC. (STAMFORD CT)

NY

08/05/2002 - 02/10/2009

ABN AMRO INCORPORATED (NEW YORK NY)

NY

06/07/1999 - 08/08/2002

DEUTSCHE BANK SECURITIES INC. (NEW YORK NY)

MD

04/18/1989 - 06/07/1999

BT ALEX. BROWN INCORPORATED (BALTIMORE MD)

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Licenses & Designations

BC

Issued 02/21/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/15/1989

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Susan Coleman Greenwood.
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