Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Clark Smith is a financial advisor with Osaic Wealth, Inc. Susan is an active financial professional with over 35 years of experience in the financial services industry. Susan has licenses in 11 states and has held positions with Momentum Independent Network Inc. and Advantage Capital Corporation. Susan holds Series 6, 7, 24, and 63 licenses, as well as the SIE exam. Susan specializes in financial planning, pension consulting, educational seminars, selection of other advisors, portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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LA
07/29/2024 - Present
Osaic Wealth, Inc. (MONROE LA)
LA
09/08/1999 - 07/31/2024
MOMENTUM INDEPENDENT NETWORK INC. (MONROE LA)
GA
06/02/1989 - 09/07/1999
ADVANTAGE CAPITAL CORPORATION (ATLANTA GA)
BC
Issued 05/17/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 08/14/2002
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/22/2001
Series 7 - General Securities Representative Examination
BC
Issued 06/01/1989
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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