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Susan Clare Miller

American Enterprise Investment Services Inc.

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About Susan Clare Miller

Susan Clare Miller is a registered representative with American Enterprise Investment Services Inc. Susan began her career in the financial industry on June 21, 2011 and holds Series 7 and Series 63 licenses as well as the SIE exam. Susan has been a licensed representative in Minnesota since January 10, 2022 and in 51 other states since December 13, 2022. Susan was previously employed by AMERIPRISE FINANCIAL SERVICES, LLC.

Firm Information

Susan Miller is currently registered with American Enterprise Investment Services Inc.. American Enterprise Investment Services Inc. is a Corporation formed in April 1990, registered to operate in all 50 states, the District of Columbia, and the Virgin Islands. The firm has been approved for SEC registration and has been involved in 11 regulatory and civil disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

16

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Susan Miller’s Registration & Firm History

MN

01/10/2022 - Present

American Enterprise Investment Services Inc. (Minneapolis MN)

MN

06/22/2011 - 01/10/2022

AMERIPRISE FINANCIAL SERVICES, LLC (Minneapolis MN)

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Licenses & Designations

BC

Issued 06/30/2011

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/21/2011

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Clare Miller.
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