Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Pollick is a financial advisor with over 17 years of experience in the industry. Susan currently works at MSH Capital Advisors LLC and is registered with both the state of Arizona and California as an Investment Advisor Representative. Susan has a proven track record of success in providing financial advice to a diverse range of clients, including individuals, families, corporations, trusts and charitable organizations. Susan has a strong understanding of the financial markets and a commitment to providing personalized financial advice that meets the unique needs of each client. Previously Susan worked at UMB Financial Services, Inc., Walnut Street Securities, Inc., Berry-Shino Securities, Inc., Compass Brokerage, Inc., Wells Fargo Investments, LLC and Banc One Securities Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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AZ
01/11/2023 - Present
MSH Capital Advisors LLC (SCOTTSDALE AZ)
AZ
07/12/2013 - 11/09/2021
UMB FINANCIAL SERVICES, INC. (Scottsdale AZ)
AZ
02/01/2013 - 04/09/2013
WALNUT STREET SECURITIES, INC. (SCOTTSDALE AZ)
AZ
03/12/2009 - 05/31/2011
BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)
AZ
12/06/2006 - 04/19/2007
BERRY-SHINO SECURITIES, INC. (SCOTTSDALE AZ)
AL
08/20/2002 - 02/18/2005
COMPASS BROKERAGE, INC. (BIRMINGHAM AL)
CA
06/18/2002 - 08/22/2002
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
IL
11/22/1999 - 05/22/2002
BANC ONE SECURITIES CORPORATION (CHICAGO IL)
BOTH
Issued 10/27/2014
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/22/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/03/2002
Series 7 - General Securities Representative Examination
BC
Issued 11/19/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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