Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Byers is a financial advisor with UBS Securities LLC, where she has been registered since September 23, 2021. Susan has been in the financial industry since August 22, 2014. She has been previously employed by BOFA Securities, Inc. and Merrill Lynch, Pierce, Fenner & Smith Incorporated. Susan has passed the Securities Industry Essentials Examination and the Operations Professional Examination.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
09/23/2021 - Present
UBS Securities LLC (NEW YORK NY)
NY
10/12/2018 - 07/09/2019
BOFA SECURITIES, INC. (NEW YORK NY)
NY
06/07/2012 - 07/09/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2012
Series 99 - Operations Professional Examination
Active
Inactive
F
FINRA
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