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Susan Caruso

KEY Investment Services LLC

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About Susan Caruso

Susan Caruso is a financial professional with over six years of experience in the financial services industry. She is a registered representative with Key Investment Services LLC. Susan's areas of focus include portfolio management for individuals and selection of other advisers. Her credentials include passing the Series 6, Series 63 and SIE exams. Susan has a history of working with a variety of clients, including high-net-worth individuals, corporations, and charitable organizations. She currently works out of the Amherst, NY branch office of Key Investment Services LLC.

Firm Information

Susan Caruso is currently registered with KEY Investment Services LLC. KEY Investment Services LLC is an investment advisor registered with the SEC and in 51 states. Established in 2005, the firm provides portfolio management for individuals and other clients, including high-net-worth individuals, charitable organizations, pension plans, and corporations. KEY Investment Services LLC manages assets between $1 billion and $10 billion and offers wrap fee programs. The firm's primary office is located in Brooklyn, OH.
KEY Investment Services LLC

4900 TIEDEMAN ROAD

BROOKLYN, OH 44144

$4.19B

Assets Under Management

Not reported

Total Clients

1,040

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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Susan Caruso’s Registration & Firm History

NY

08/31/2021 - Present

KEY Investment Services LLC (Amherst NY)

NY

08/03/2015 - 08/26/2021

KEY INVESTMENT SERVICES LLC (Amherst NY)

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Licenses & Designations

BC

Issued 11/10/2015

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/03/2015

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Susan Caruso.
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