Unclaimed
Susan Carol Schirm is a financial advisor currently registered with Wells Fargo Clearing Services, LLC. Susan has been working in the financial industry since 1982 and has a wide range of experience. Susan offers a variety of financial services including financial planning, portfolio management for individuals and businesses, and investment consulting services to institutional clients. Susan holds Series 3, 7, 9, 10, 63, and 65 licenses. Susan is also a Certified Financial Planner. Prior to joining Wells Fargo, Susan worked for Prudential Securities Incorporated and Everen Securities, Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
07/01/2003 - Present
Wells Fargo Clearing Services, LLC (SCOTTSDALE AZ)
NY
09/12/1994 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
MO
09/04/1990 - 09/16/1994
EVEREN SECURITIES, INC. (ST. LOUIS MO)
NA
02/16/1990 - 09/04/1990
BOETTCHER & COMPANY, INC.
NY
08/24/1982 - 03/05/1990
SHEARSON LEHMAN HUTTON INC. (NEW YORK NY)
IA
Issued 03/10/1995
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 05/10/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 06/05/2008
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 05/12/2008
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/02/1984
Series 3 - National Commodity Futures Examination
BC
Issued 08/21/1982
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Susan Schirm is the right advisor for you? Invested Better is here to help.