Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Susan? Claim Your ProfileSusan Kelley is a financial advisor with Principal Securities, Inc. Susan has been in the financial services industry since 1995. Susan is registered with the state of Minnesota, North Dakota, South Dakota and Wisconsin. Susan holds Series 6, 7, 63, 66 and 26 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Seminar fees, solicitors fees, subscription consulting fees
1
2
MN
09/23/2022 - Present
Principal Securities, Inc. (MINNEAPOLIS MN)
PA
03/24/2017 - 05/24/2019
FEDERATED SECURITIES CORP. (PITTSBURGH PA)
MN
06/26/1995 - 01/14/1999
ASCEND FINANCIAL SERVICES, INC. (ST. PAUL MN)
BC
Issued 08/22/2022
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 04/21/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 09/20/1995
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 09/23/2022
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/24/2017
Series 7 - General Securities Representative Examination
BC
Issued 06/23/1995
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
Not sure Susan Kelley is the right advisor for you? Invested Better is here to help.
